| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期货合约交易 | 2016-06-08 | 2026-06-30 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 就证券提供意见 | 2014-03-04 | - |
| Rep | 证券交易 | 2014-03-04 | - | |
| China Alpha Fund Management (HK) Limited | Rep | 就证券提供意见 | 2013-11-22 | 2014-02-28 |
| Rep | 提供资产管理 | 2013-11-22 | 2014-02-28 | |
| CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED | Rep | 提供资产管理 | 2010-01-06 | 2013-10-23 |
| Rep | 证券交易 | 2010-01-06 | 2013-10-23 | |
| Rep | 就证券提供意见 | 2009-12-29 | 2013-10-23 | |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 提供资产管理 | 2003-04-01 | 2004-08-27 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2009-11-13 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2009-11-13 |
已采集记录中暂无金管局登记。