| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Everbright Investment Management Limited | RO | 证券交易 | 2022-05-16 | - |
| RO | 就证券提供意见 | 2017-01-24 | - | |
| RO | 提供资产管理 | 2017-01-24 | - | |
| Rep | 就证券提供意见 | 2016-09-01 | 2017-01-24 | |
| Rep | 提供资产管理 | 2016-09-01 | 2017-01-24 | |
| CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2011-05-27 | 2016-09-01 |
| Rep | 提供资产管理 | 2011-05-27 | 2016-09-01 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2008-08-08 | 2009-12-05 |
| Rep | 证券交易 | 2008-07-14 | 2009-12-05 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就证券提供意见 | 2006-08-15 | 2008-06-16 |
| Rep | 证券交易 | 2006-08-15 | 2008-06-16 |