| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AUSTRAX CAPITAL LIMITED | RO | 就机构融资提供意见 | 2022-09-07 | - |
| RO | 证券交易 | 2022-09-07 | - | |
| Rep | 就机构融资提供意见 | 2022-07-05 | 2022-09-07 | |
| Rep | 证券交易 | 2022-07-05 | 2022-09-07 | |
| PULSAR CAPITAL LIMITED (HK) | RO | 就机构融资提供意见 | 2017-03-01 | 2022-03-01 |
| RO | 证券交易 | 2017-03-01 | 2022-03-01 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 就机构融资提供意见 | 2011-04-04 | 2016-11-24 |
| RO | 就证券提供意见 | 2011-04-04 | 2016-11-24 | |
| RO | 证券交易 | 2011-04-04 | 2016-11-24 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | 就证券提供意见 | 2005-10-07 | 2016-11-24 |
| RO | 证券交易 | 2005-10-07 | 2016-11-24 | |
| RO | 就机构融资提供意见 | 2005-06-27 | 2016-11-24 | |
| GUOTAI JUNAN CAPITAL LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2005-06-20 |
已采集记录中暂无金管局登记。