| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AUSTRAX CAPITAL LIMITED | RO | 证券交易 | 2022-02-15 | - |
| RO | 就机构融资提供意见 | 2017-04-19 | - | |
| Rep | 就机构融资提供意见 | 2017-02-22 | 2017-04-19 | |
| Rep | 证券交易 | 2017-02-22 | 2022-02-15 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就证券提供意见 | 2016-03-10 | 2017-02-17 |
| Rep | 证券交易 | 2016-03-10 | 2017-02-17 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | 就机构融资提供意见 | 2007-09-24 | 2017-02-17 |
| Rep | 就机构融资提供意见 | 2005-12-08 | 2007-09-24 | |
| KINGSWAY CAPITAL LIMITED | Rep | 就证券提供意见 | 2003-04-01 | 2004-01-05 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-05 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-11-19 |
已采集记录中暂无金管局登记。