| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guolian Securities International Capital Co., Limited | Rep | 就证券提供意见 | 2026-03-20 | - |
| Rep | 证券交易 | 2026-03-20 | - | |
| Guolian Securities International Capital Market Co., Limited | RO | 就机构融资提供意见 | 2026-01-06 | - |
| Rep | 就机构融资提供意见 | 2025-11-06 | 2026-01-06 | |
| CEB International Capital Corporation Limited | RO | 就机构融资提供意见 | 2024-02-16 | 2024-05-05 |
| RO | 就证券提供意见 | 2024-02-16 | 2024-05-05 | |
| RO | 证券交易 | 2024-02-16 | 2024-05-05 | |
| Rep | 就机构融资提供意见 | 2023-11-10 | 2024-02-16 | |
| HONG TAI CAPITAL (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2023-09-06 | 2023-10-25 |
| Sunny Fortune Capital Limited | RO | 就机构融资提供意见 | 2021-02-18 | 2023-01-25 |
| RO | 证券交易 | 2021-02-18 | 2023-01-25 | |
| Rep | 就机构融资提供意见 | 2021-01-11 | 2021-02-18 | |
| Rep | 证券交易 | 2021-01-11 | 2021-02-18 | |
| Rep | 就证券提供意见 | 2021-01-11 | 2023-01-25 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2017-07-24 | 2020-04-17 |
| Rep | 就证券提供意见 | 2017-07-24 | 2020-04-17 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2017-07-24 | 2020-04-17 |
| Rep | 证券交易 | 2017-07-24 | 2020-04-17 | |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2016-09-28 | 2017-07-12 |
| Rep | 证券交易 | 2016-09-28 | 2017-07-12 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2011-08-19 | 2015-09-10 |
| Rep | 证券交易 | 2011-08-19 | 2015-09-10 | |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2010-11-24 | 2011-07-12 |
| Rep | 证券交易 | 2010-11-24 | 2011-07-12 |
已采集记录中暂无金管局登记。