| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2025-12-15 | - |
| Rep | 就证券提供意见 | 2025-10-15 | - | |
| Rep | 就机构融资提供意见 | 2025-10-15 | 2025-12-15 | |
| CLSA LIMITED | Rep | 证券交易 | 2025-10-15 | - |
| GUOTAI JUNAN CAPITAL LIMITED | RO | 就机构融资提供意见 | 2021-10-21 | 2025-07-08 |
| Rep | 就机构融资提供意见 | 2021-07-08 | 2021-10-21 | |
| ADVENT CORPORATE FINANCE LIMITED (GBEN) | RO | 就机构融资提供意见 | 2018-10-18 | 2021-05-07 |
| GUOTAI JUNAN CAPITAL LIMITED | RO | 就机构融资提供意见 | 2016-07-08 | 2018-10-10 |
| Rep | 就机构融资提供意见 | 2013-06-10 | 2016-07-08 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2011-04-27 | 2013-05-24 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2010-03-17 | 2011-04-01 |
| Polaris Capital (Asia) Limited | Rep | 就机构融资提供意见 | 2008-06-04 | 2010-03-11 |
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