| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| VAJRA CAPITAL LIMITED | RO | 就证券提供意见 | 2026-01-15 | - |
| RO | 提供资产管理 | 2026-01-15 | - | |
| Theia Securities Limited | RO | 就证券提供意见 | 2022-11-30 | 2023-09-21 |
| RO | 提供资产管理 | 2022-11-30 | 2023-09-21 | |
| RO | 证券交易 | 2022-11-30 | 2023-09-21 | |
| Rep | 就证券提供意见 | 2022-08-01 | 2022-11-30 | |
| Rep | 提供资产管理 | 2022-08-01 | 2022-11-30 | |
| Rep | 证券交易 | 2022-08-01 | 2022-11-30 | |
| Major Asset Management Limited | RO | 就证券提供意见 | 2021-01-05 | 2021-03-31 |
| RO | 提供资产管理 | 2021-01-05 | 2021-03-31 | |
| Rep | 就证券提供意见 | 2020-12-10 | 2021-01-05 | |
| Rep | 提供资产管理 | 2020-12-10 | 2021-01-05 | |
| Rep | 证券交易 | 2020-12-10 | 2021-01-27 | |
| LAMTEX SECURITIES LIMITED | RO | 证券交易 | 2020-03-27 | 2020-07-15 |
| Rep | 证券交易 | 2020-01-20 | 2020-03-27 | |
| Rep | 就证券提供意见 | 2020-01-20 | 2020-07-15 | |
| Rep | 提供资产管理 | 2020-01-20 | 2020-07-15 | |
| VMS Asset Management Limited | Rep | 提供资产管理 | 2019-01-16 | 2019-07-01 |
| VMS Securities Limited | RO | 证券交易 | 2018-12-19 | 2019-07-01 |
| Rep | 证券交易 | 2018-11-05 | 2018-12-19 | |
| Rep | 提供资产管理 | 2018-11-05 | 2019-03-20 | |
| Rep | 就证券提供意见 | 2018-11-05 | 2019-07-01 | |
| Bright Fund Management Limited | Rep | 提供资产管理 | 2017-11-22 | 2018-10-15 |
| CES Commodities (HK) Limited | RO | 期货合约交易 | 2017-11-22 | 2018-10-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2017-11-22 | 2018-10-15 |
| RO | 证券交易 | 2017-11-22 | 2018-10-15 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 提供资产管理 | 2009-02-17 | 2018-10-15 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | RO | 期货合约交易 | 2009-02-09 | 2018-10-15 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 提供资产管理 | 2009-02-09 | 2009-02-17 |
| RO | 证券交易 | 2009-02-09 | 2018-10-15 | |
| Rep | 提供资产管理 | 2005-02-03 | 2009-02-09 | |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2004-01-13 | 2004-09-21 |
| CHINA EVERBRIGHT FOREX LIMITED | Rep | 杠杆式外汇交易 | 2003-10-03 | 2004-03-19 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2003-08-08 | 2009-02-09 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-07-07 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-07 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-07 | |
| Rep | 证券交易 | 2003-04-01 | 2009-02-09 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2018-10-15 |
已采集记录中暂无金管局登记。