Personnel Hong Kong SFC License Details (ID 73151)

Personnel Hong Kong SFC License Details (ID 73151)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CES Commodities (HK) Limited	Rep	期货合约交易	2018-01-29	2019-09-30
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2017-11-07	2019-09-30
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2017-11-07	2019-09-30
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2007-12-28	2019-09-30
	Rep	杠杆式外汇交易	2007-12-28	2019-09-30
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2007-12-28	2019-09-30
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2007-02-27	2007-12-01
CES Commodities (HK) Limited	Rep	期货合约交易	2006-03-07	2007-12-01
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2006-01-23	2007-12-01