| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AUSTRAX SECURITIES LIMITED | RO | 就证券提供意见 | 2025-04-28 | - |
| INNOVAX FUTURES LIMITED | RO | 期货合约交易 | 2019-06-28 | 2025-08-13 |
| AUSTRAX SECURITIES LIMITED | RO | 证券交易 | 2018-03-29 | - |
| Rep | 就证券提供意见 | 2018-03-29 | 2025-04-28 | |
| AUSTRAX ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2017-12-14 | - |
| AUSTRAX SECURITIES LIMITED | Rep | 证券交易 | 2017-12-14 | 2018-03-29 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | RO | 就期货合约提供意见 | 2017-09-27 | 2017-11-24 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 提供资产管理 | 2017-09-27 | 2017-11-24 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | RO | 期货合约交易 | 2014-08-22 | 2017-11-24 |
| RO | 杠杆式外汇交易 | 2014-08-22 | 2017-11-24 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 提供资产管理 | 2012-01-20 | 2017-09-27 |
| RO | 证券交易 | 2011-11-28 | 2017-11-24 | |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2004-01-02 | 2014-08-22 |
| Rep | 就期货合约提供意见 | 2003-04-01 | 2003-06-11 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-11 | |
| Rep | 期货合约交易 | 2003-04-01 | 2014-08-22 | |
| CHINA EVERBRIGHT FOREX LIMITED | Rep | 杠杆式外汇交易 | 2003-04-01 | 2004-03-18 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-11 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-11 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-11 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-06-11 | |
| Rep | 证券交易 | 2003-04-01 | 2011-11-28 |
已采集记录中暂无金管局登记。