| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Brokerage Limited | RO | 就证券提供意见 | 2021-11-17 | - |
| RO | 证券交易 | 2021-11-17 | - | |
| Huaan Securities (Hong Kong) Futures Limited | RO | 就期货合约提供意见 | 2021-11-17 | - |
| RO | 期货合约交易 | 2021-11-17 | - | |
| Azure Lion International Securities Company Limited | RO | 就证券提供意见 | 2017-12-19 | 2021-06-09 |
| Zhonghao International Investment Consulting Co., Limited | RO | 就期货合约提供意见 | 2017-12-19 | 2021-06-09 |
| Azure Lion International Securities Company Limited | RO | 证券交易 | 2017-12-08 | 2021-06-09 |
| Zhonghao International Futures Co., Limited | RO | 期货合约交易 | 2017-12-08 | 2021-06-09 |
| Azure Lion International Securities Company Limited | Rep | 证券交易 | 2017-06-02 | 2017-12-08 |
| Zhonghao International Futures Co., Limited | Rep | 期货合约交易 | 2017-06-02 | 2017-12-08 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2010-09-07 | 2017-05-29 |
| Rep | 杠杆式外汇交易 | 2010-09-07 | 2017-05-29 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2010-09-07 | 2017-05-29 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2009-11-16 | 2010-08-19 |
| Rep | 期货合约交易 | 2009-08-04 | 2010-08-19 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-08-04 | 2010-08-19 |
已采集记录中暂无金管局登记。