| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Emperio Securities and Assets Management Limited | Rep | 证券交易 | 2018-09-03 | - |
| Realord Asia Pacific Securities Limited | Rep | 证券交易 | 2018-04-16 | 2018-08-13 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2007-10-17 | 2017-10-31 |
| China Hong Kong Capital Asset Management Company Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-19 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-19 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-19 | |
| Rep | 证券交易 | 2003-04-01 | 2007-09-23 |