Luo, Liuyi 羅柳怡
证监会中央编号:AHS854
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Righteous Capital Limited | RO | 就证券提供意见 | 2017-12-06 | 2025-04-01 |
| RO | 证券交易 | 2017-12-06 | 2025-04-01 | |
| RO | 提供资产管理 | 2016-09-22 | 2025-04-01 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2011-08-01 | 2013-10-16 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就证券提供意见 | 2011-08-01 | 2013-10-16 |
| RO | 证券交易 | 2010-01-18 | 2013-10-16 | |
| Rep | 证券交易 | 2009-09-29 | 2010-01-18 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | - | 2004-10-12 |
| Rep | 就证券提供意见 | - | 2004-10-12 | |
| Rep | 提供资产管理 | - | 2004-10-12 | |
| Rep | 证券交易 | - | 2009-04-25 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | - | 2004-10-12 |
| Rep | 提供资产管理 | - | 2004-10-12 | |
| Rep | 期货合约交易 | - | 2009-04-25 |