| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Basis Asset Management Limited | RO | 就证券提供意见 | 2021-01-29 | - |
| RO | 提供资产管理 | 2021-01-29 | - | |
| GF Asset Management (Hong Kong) Limited | RO | 就证券提供意见 | 2020-01-22 | 2020-12-07 |
| RO | 提供资产管理 | 2020-01-22 | 2020-12-07 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2017-07-28 | 2020-12-07 |
| GF Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2013-01-24 | 2020-01-22 |
| Rep | 提供资产管理 | 2012-12-20 | 2020-01-22 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2009-06-11 | 2012-10-31 |
| AD Capital Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2006-06-15 | 2009-05-31 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-09 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-09 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2006-04-27 |
已采集记录中暂无金管局登记。