| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 证券交易 | 2012-05-03 | 2012-12-20 |
| RO | 就机构融资提供意见 | 2010-12-21 | 2012-12-20 | |
| Rep | 就机构融资提供意见 | 2010-07-14 | 2010-12-21 | |
| Morgan Stanley Asia Limited | Rep | 就证券提供意见 | - | 2004-02-11 |
| Rep | 提供自动化交易服务 | - | 2004-02-11 | |
| Rep | 就机构融资提供意见 | - | 2010-04-26 | |
| Rep | 证券交易 | - | 2010-04-26 |