| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2010-03-29 | 2013-09-06 |
| Rep | 证券交易 | 2010-01-29 | 2013-09-06 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就期货合约提供意见 | 2009-01-30 | 2009-12-12 |
| Rep | 就证券提供意见 | 2009-01-30 | 2009-12-12 | |
| Rep | 证券交易 | 2005-03-29 | 2009-12-12 |