| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-04-19 | - |
| CICC US Securities (Hong Kong) Limited | RO | 证券交易 | 2013-12-23 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 证券交易 | 2012-09-28 | - |
| Rep | 证券交易 | 2004-04-06 | 2012-09-28 |