| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2007-09-04 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-08-11 | 2007-08-30 |
| CEPA ALLIANCE SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-21 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-12 | |
| Rep | 证券交易 | 2003-04-01 | 2004-01-26 |