| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2016-12-19 | - |
| Rep | 就机构融资提供意见 | 2016-05-06 | 2016-12-18 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2013-09-25 | 2016-02-27 |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2011-10-12 | 2013-07-06 |
| Rep | 就证券提供意见 | 2011-10-12 | 2013-07-06 | |
| Rep | 证券交易 | 2011-10-12 | 2013-07-06 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2008-11-26 | 2011-09-09 |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | 就机构融资提供意见 | 2007-06-22 | 2008-12-31 |