| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-05-07 | 2014-10-18 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2011-11-24 | 2014-10-18 |
| Rep | 证券交易 | 2011-11-24 | 2014-10-18 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2009-12-14 | 2011-11-09 |