| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就证券提供意见 | 2020-03-04 | - |
| RO | 证券交易 | 2020-03-04 | - | |
| Rep | 就证券提供意见 | 2019-08-26 | 2020-03-04 | |
| Rep | 证券交易 | 2019-08-26 | 2020-03-04 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-03-10 | 2019-05-21 |
| CICC US Securities (Hong Kong) Limited | Rep | 证券交易 | 2014-06-26 | 2019-05-21 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2010-09-06 | 2019-05-21 |
| Morgan Stanley Asia Limited | Rep | 就证券提供意见 | 2009-02-11 | 2010-08-03 |
| Rep | 证券交易 | 2009-02-11 | 2010-08-03 |
已采集记录中暂无金管局登记。