| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2024-05-14 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2019-10-11 | 2023-03-10 |
| Rep | 就证券提供意见 | 2019-10-11 | 2023-03-10 | |
| Rep | 期货合约交易 | 2019-10-11 | 2023-03-10 | |
| Rep | 证券交易 | 2019-10-11 | 2023-03-10 | |
| BLACKROCK (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2013-11-01 | 2014-12-31 |
| Rep | 提供资产管理 | 2013-11-01 | 2014-12-31 | |
| Rep | 证券交易 | 2013-11-01 | 2014-12-31 | |
| BlackRock Asset Management North Asia Limited | Rep | 提供资产管理 | 2013-11-01 | 2015-08-31 |
| Rep | 就机构融资提供意见 | 2013-11-01 | 2018-11-30 | |
| Rep | 就证券提供意见 | 2013-11-01 | 2018-11-30 | |
| Rep | 证券交易 | 2013-11-01 | 2018-11-30 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2012-08-15 | 2013-07-31 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2012-02-13 | 2013-07-31 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2008-08-19 | 2013-07-31 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2007-01-04 | 2008-05-05 |
| Rep | 证券交易 | 2007-01-04 | 2008-05-05 |
已采集记录中暂无金管局登记。