| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2025-01-02 | - |
| Rep | 期货合约交易 | 2025-01-02 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2017-10-13 | - |
| CLSA LIMITED | Rep | 证券交易 | 2015-11-16 | 2017-06-24 |
| CICC US Securities (Hong Kong) Limited | Rep | 证券交易 | 2014-06-12 | 2015-08-31 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2011-07-15 | 2015-08-31 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2008-10-06 | 2010-06-23 |