| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2006-03-28 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2005-09-30 | 2006-03-09 |
| STOCKWELL SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-07 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-07 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-05-07 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-05-07 | |
| Rep | 证券交易 | 2003-04-01 | 2005-05-18 |