| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2010-08-27 | - |
| ICAP Equities Asia Limited | Rep | 证券交易 | 2009-04-07 | 2010-04-14 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2006-07-27 | 2009-01-22 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-07-27 | 2009-01-22 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-10-12 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-10-12 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-10-12 | |
| Rep | 证券交易 | 2003-04-01 | 2009-01-22 |
已采集记录中暂无金管局登记。