| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CICC US Securities (Hong Kong) Limited | Rep | 证券交易 | 2023-04-28 | 2025-12-18 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2012-02-13 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2009-06-08 | - |