| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 期货合约交易 | 2014-07-22 | 2016-08-19 |
| Rep | 证券交易 | 2014-07-22 | 2016-08-19 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2011-07-13 | 2014-07-03 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2007-11-21 | 2011-03-28 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2007-11-21 | 2011-03-28 |