| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Harmony Capital Global Asset Management Limited | RO | 就证券提供意见 | 2023-06-14 | - |
| RO | 提供资产管理 | 2023-06-14 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2012-06-12 | 2015-10-15 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2012-01-27 | 2015-10-15 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2008-07-18 | 2015-10-15 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2005-07-08 | 2005-07-22 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2005-07-08 | 2005-07-22 |
| Rep | 期货合约交易 | 2005-07-08 | 2005-07-22 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2005-07-08 | 2005-07-22 |
已采集记录中暂无金管局登记。