Yiu, Wing Shan 姚穎珊 Hong Kong SFC License Details (ID 73531)

Yiu, Wing Shan 姚穎珊 Hong Kong SFC License Details (ID 73531)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
BlackRock Asset Management North Asia Limited	Rep	就证券提供意见	2025-12-15	-
	Rep	提供资产管理	2025-12-15	-
	Rep	证券交易	2025-12-15	-
China Renaissance Securities (Hong Kong) Limited	RO	就证券提供意见	2016-04-14	2017-07-13
	RO	证券交易	2016-01-27	2017-07-13
	Rep	证券交易	2013-11-25	2016-01-27
	Rep	就证券提供意见	2013-11-25	2016-04-14
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	就证券提供意见	2012-06-11	2013-10-25
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	期货合约交易	2012-01-27	2013-10-25
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	证券交易	2009-01-19	2013-10-25
Morgan Stanley Asia Limited	Rep	证券交易	2008-04-07	2009-01-12
Morgan Stanley Hong Kong Futures Limited	Rep	期货合约交易	2008-04-07	2009-01-12