| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINO WEALTH SECURITIES LIMITED | RO | 证券交易 | 2020-10-19 | 2025-06-18 |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期货合约交易 | 2013-04-09 | 2017-02-01 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2013-04-09 | 2017-02-01 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2009-03-13 | 2013-04-03 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2008-03-13 | 2013-04-03 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 证券交易 | 2006-11-02 | 2008-03-01 |