Chan, Kwong Shan 陳廣山
证监会中央编号:AFV359
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA GAN ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2026-06-18 | - |
| RO | 提供资产管理 | 2026-06-18 | - | |
| Win Securities Limited | RO | 证券交易 | 2025-06-06 | 2026-04-09 |
| GREAT BAY SECURITIES LIMITED | RO | 就证券提供意见 | 2023-05-05 | 2024-06-06 |
| RO | 提供资产管理 | 2023-05-05 | 2024-06-06 | |
| RO | 证券交易 | 2023-05-05 | 2024-06-06 | |
| Rep | 就证券提供意见 | 2022-07-20 | 2023-05-05 | |
| Rep | 提供资产管理 | 2022-07-20 | 2023-05-05 | |
| Rep | 证券交易 | 2022-07-20 | 2023-05-05 | |
| Metaverse Securities Limited (HK) | Rep | 就期货合约提供意见 | 2020-11-10 | 2022-05-31 |
| Rep | 提供资产管理 | 2019-01-11 | 2022-05-31 | |
| Rep | 就证券提供意见 | 2018-07-17 | 2022-05-31 | |
| Rep | 证券交易 | 2018-07-06 | 2022-05-31 | |
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2017-11-01 | 2018-06-29 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2017-11-01 | 2018-06-29 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-05-19 | 2017-09-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-05-19 | 2017-09-21 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2006-05-10 | 2017-02-01 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2006-05-10 | 2017-02-01 |
| CEPA ALLIANCE SECURITIES LIMITED | Rep | 证券交易 | 2004-02-04 | 2004-04-07 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-15 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-09 | |
| Rep | 就期货合约提供意见 | 2003-04-01 | 2004-02-02 | |
| Rep | 期货合约交易 | 2003-04-01 | 2004-02-04 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-02 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-02 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-02 | |
| Rep | 证券交易 | 2003-04-01 | 2004-02-04 |