| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2014-03-06 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-03-06 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2011-02-07 | 2014-03-01 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2011-02-07 | 2014-03-01 |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2003-08-28 | 2011-01-29 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2003-08-28 | 2011-01-29 |