| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PC SECURITIES LIMITED | Rep | 证券交易 | 2019-05-07 | - |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2017-09-25 | 2019-04-17 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2017-09-25 | 2019-04-17 |
| Emperor Wealth Management Limited | Rep | 证券交易 | 2017-09-25 | 2019-04-17 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就证券提供意见 | 2013-03-19 | 2017-09-04 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2011-03-02 | 2017-09-04 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2010-03-30 | 2017-09-04 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2008-02-06 | 2010-03-18 |