Personnel Hong Kong SFC License Details (ID 73610)

Personnel Hong Kong SFC License Details (ID 73610)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
KGI Asset Management Limited	Rep	提供资产管理	2019-11-25	2022-08-10
KGI ASIA LIMITED	Rep	证券交易	2017-10-03	-
	Rep	证券交易	2015-04-20	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2015-04-20	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2013-04-19	2015-04-10
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2013-04-19	2015-04-10
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期货合约交易	2009-10-22	2013-04-15
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	证券交易	2009-10-22	2013-04-15
KGI SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2008-01-28	2009-10-07
KGI ASIA LIMITED	Rep	证券交易	2007-02-08	2009-10-07
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2007-02-08	2009-10-07