| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FINE SECURITIES LIMITED | RO | 就证券提供意见 | 2023-03-31 | - |
| RO | 提供资产管理 | 2023-03-31 | - | |
| RO | 证券交易 | 2023-03-31 | - | |
| Shuang Ji (Hong Kong) Securities Limited | RO | 就证券提供意见 | 2021-08-05 | 2023-02-01 |
| RO | 提供资产管理 | 2021-08-05 | 2023-02-01 | |
| Huafu International Asset Management Limited | RO | 提供资产管理 | 2021-01-25 | 2021-08-02 |
| Huafu International Securities Limited | RO | 就证券提供意见 | 2021-01-25 | 2021-08-02 |
| RO | 证券交易 | 2021-01-25 | 2021-08-02 | |
| Shuang Ji (Hong Kong) Securities Limited | RO | 提供资产管理 | 2019-09-26 | 2020-11-30 |
| RO | 证券交易 | 2019-02-18 | 2020-07-02 | |
| RO | 就证券提供意见 | 2019-02-18 | 2020-11-30 | |
| Pacific International Securities Limited | RO | 就证券提供意见 | 2017-10-06 | 2019-02-11 |
| RO | 提供资产管理 | 2017-10-06 | 2019-02-11 | |
| RO | 证券交易 | 2016-11-07 | 2019-02-11 | |
| Grand China Securities Limited | RO | 证券交易 | 2015-06-25 | 2016-10-28 |
| Rep | 证券交易 | 2015-05-13 | 2015-06-25 | |
| Changjiang Futures (HK) Limited | Rep | 期货合约交易 | 2013-02-07 | 2015-03-17 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2012-04-11 | 2015-03-17 |
| Rep | 证券交易 | 2012-02-27 | 2015-03-17 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2011-07-14 | 2012-01-07 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2011-07-14 | 2012-01-07 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-01-21 | 2011-05-31 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-11-16 | 2011-05-31 |
| SDIC Securities International Financial Holdings Limited | Rep | 证券交易 | 2010-04-21 | 2011-05-31 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2009-12-28 | 2010-02-24 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2009-12-28 | 2010-02-24 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-07-09 | 2009-04-10 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-07-23 | 2009-04-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-07-23 | 2009-04-10 |
金管局记录暂时无法加载，请稍后重试。