Personnel Hong Kong SFC License Details (ID 73622)

Personnel Hong Kong SFC License Details (ID 73622)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HUNG SING SECURITIES LIMITED	Rep	证券交易	2014-11-25	2017-11-20
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期货合约交易	2006-07-17	2014-04-01
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	证券交易	2006-07-17	2014-04-01
HUNG SING FUTURES LIMITED	Rep	期货合约交易	2005-12-05	2006-06-23
HUNG SING SECURITIES LIMITED	Rep	证券交易	2005-12-05	2006-06-23
CITIC FRONTIER CHINA RESEARCH LIMITED	Rep	证券交易	2005-01-26	2005-10-03
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2004-01-30	2005-01-26
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2004-01-30	2005-10-03
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	-	2004-01-30
	Rep	提供资产管理	-	2004-01-30
	Rep	期货合约交易	-	2004-01-30
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就机构融资提供意见	-	2004-01-30
	Rep	就证券提供意见	-	2004-01-30
	Rep	提供资产管理	-	2004-01-30
	Rep	证券交易	-	2004-01-30