| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2014-06-13 | 2014-09-08 |
| Rep | 就证券提供意见 | 2014-06-13 | 2014-09-08 | |
| Rep | 期货合约交易 | 2014-06-13 | 2014-09-08 | |
| Rep | 证券交易 | 2014-06-13 | 2014-09-08 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2010-02-26 | 2014-05-31 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2008-02-18 | 2014-05-31 |