| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就证券提供意见 | 2017-11-17 | - |
| Rep | 证券交易 | 2017-11-17 | - | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就证券提供意见 | 2013-06-03 | 2017-10-27 |
| Rep | 证券交易 | 2008-02-21 | 2017-10-27 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2008-01-29 | 2017-10-27 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | 期货合约交易 | 2006-11-08 | 2008-01-15 |
| TIS SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2005-11-07 | 2006-09-30 |