| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2010-08-19 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2010-08-19 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2006-08-24 | 2010-06-19 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-08-24 | 2010-06-19 |
| INTERCHINA FUTURES LIMITED | Rep | 期货合约交易 | 2004-09-07 | 2006-08-10 |
| INTERCHINA SECURITIES LIMITED | Rep | 证券交易 | 2004-07-06 | 2006-08-10 |