| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 证券交易 | 2022-02-21 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2021-10-26 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就证券提供意见 | 2021-10-26 | - |
| Rep | 证券交易 | 2021-10-26 | 2022-02-21 | |
| GF Securities (Hong Kong) Brokerage Limited | RO | 证券交易 | 2018-03-07 | 2020-04-06 |
| Rep | 证券交易 | 2017-12-19 | 2018-03-07 | |
| Rep | 就证券提供意见 | 2017-12-19 | 2020-04-06 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 证券交易 | 2015-06-26 | 2017-10-20 |
| Rep | 就证券提供意见 | 2013-03-19 | 2017-10-20 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2009-01-15 | 2017-10-20 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2008-10-16 | 2015-06-26 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2007-07-10 | 2008-09-29 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2007-06-14 | 2007-06-30 |
| ICBC (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2004-05-17 | 2007-05-27 |
| CHONG HING SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-04-30 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-04-30 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-04-30 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-04-30 | |
| Rep | 证券交易 | 2003-04-01 | 2003-04-30 |
已采集记录中暂无金管局登记。