| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2008-09-16 | 2013-12-31 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2008-09-16 | 2013-12-31 |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | 期货合约交易 | 2004-03-11 | 2008-08-09 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 证券交易 | 2004-03-11 | 2008-08-09 |