| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 就证券提供意见 | 2022-06-13 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | 期货合约交易 | 2018-12-20 | - |
| Rep | 期货合约交易 | 2016-12-09 | 2018-12-20 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 证券交易 | 2016-02-29 | - |
| Rep | 证券交易 | 2015-09-25 | 2016-02-29 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2014-09-17 | 2014-12-12 |
| CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | RO | 证券交易 | 2014-02-18 | 2014-04-09 |
| Rep | 证券交易 | 2014-01-28 | 2014-02-18 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 证券交易 | 2010-08-11 | 2014-01-16 |
| Rep | 证券交易 | 2009-04-09 | 2010-08-11 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2004-09-07 | 2008-02-15 |
已采集记录中暂无金管局登记。