| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2023-11-07 | - |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2013-05-27 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2009-03-12 | 2013-05-17 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2007-07-10 | 2008-11-20 |
| Rep | 证券交易 | 2007-07-10 | 2008-11-20 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2007-07-10 | 2008-11-20 |
| Rep | 期货合约交易 | 2007-07-10 | 2008-11-20 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 证券交易 | 2007-07-10 | 2008-11-20 |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-10-10 | 2007-07-01 |
| Rep | 提供资产管理 | 2006-10-10 | 2007-07-01 | |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 杠杆式外汇交易 | 2003-04-01 | 2003-10-15 |
已采集记录中暂无金管局登记。