| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | Rep | 证券交易 | 2019-07-16 | 2021-06-30 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2019-03-22 | 2021-06-30 |
| CMB International Securities Limited | Rep | 证券交易 | 2019-03-22 | 2021-06-30 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2011-05-16 | 2013-02-14 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2010-12-15 | 2011-04-30 |
| SOUTH CHINA CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-05-06 | 2011-04-30 |