| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2014-02-21 | - |
| Rep | 期货合约交易 | 2013-09-24 | - | |
| Rep | 证券交易 | 2013-09-24 | - | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就证券提供意见 | 2010-12-30 | 2012-06-25 |
| Rep | 证券交易 | 2010-12-30 | 2012-06-25 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-11-07 | 2010-01-05 |
| Rep | 期货合约交易 | 2008-11-07 | 2010-01-05 | |
| Rep | 就证券提供意见 | 2008-09-05 | 2010-01-05 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-09-05 | 2008-11-24 |
| Rep | 期货合约交易 | 2008-09-05 | 2008-11-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2008-08-07 | 2010-01-05 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2008-08-07 | 2010-01-05 |
| SG SECURITIES (HK) LIMITED | Rep | 证券交易 | 2005-08-08 | 2008-04-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2005-01-24 | 2005-08-01 |
| CES Private (HK) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-16 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-16 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-03-31 |
已采集记录中暂无金管局登记。