Chu, Hung 朱紅 Hong Kong SFC License Details (ID 73693)

Chu, Hung 朱紅 Hong Kong SFC License Details (ID 73693)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
BOCI SECURITIES LIMITED	Rep	就证券提供意见	2014-02-21	-
	Rep	期货合约交易	2013-09-24	-
	Rep	证券交易	2013-09-24	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	就证券提供意见	2010-12-30	2012-06-25
	Rep	证券交易	2010-12-30	2012-06-25
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2008-11-07	2010-01-05
	Rep	期货合约交易	2008-11-07	2010-01-05
	Rep	就证券提供意见	2008-09-05	2010-01-05
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2008-09-05	2008-11-24
	Rep	期货合约交易	2008-09-05	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2008-08-07	2010-01-05
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2008-08-07	2010-01-05
SG SECURITIES (HK) LIMITED	Rep	证券交易	2005-08-08	2008-04-25
Everbright Securities Investment Services (HK) Limited	Rep	就证券提供意见	2005-01-24	2005-08-01
CES Private (HK) Limited	Rep	就机构融资提供意见	2003-04-01	2004-01-16
	Rep	提供资产管理	2003-04-01	2004-01-16
	Rep	就证券提供意见	2003-04-01	2005-03-31