| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2022-07-05 | - |
| RO | 就机构融资提供意见 | 2018-03-06 | - | |
| Rep | 就机构融资提供意见 | 2016-09-07 | 2018-03-06 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2015-08-31 | 2016-08-23 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2010-10-27 | 2015-08-05 |
| Optima Capital Limited | Rep | 证券交易 | 2007-11-21 | 2010-09-22 |
| Rep | 就机构融资提供意见 | 2007-07-10 | 2010-09-22 |