| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2011-08-23 | 2013-03-28 |
| MUFG Securities Asia Limited | Rep | 就机构融资提供意见 | 2010-12-31 | 2011-04-19 |
| Rep | 就证券提供意见 | 2010-12-31 | 2011-04-19 | |
| Rep | 证券交易 | 2010-12-31 | 2011-04-19 | |
| RHB CAPITAL HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2009-12-23 | 2010-09-22 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2009-12-23 | 2010-09-22 |
| Rep | 证券交易 | 2009-10-12 | 2010-09-22 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-05 |
| Rep | 就证券提供意见 | - | 2004-01-05 | |
| Rep | 提供资产管理 | - | 2004-01-05 | |
| Rep | 提供自动化交易服务 | - | 2004-01-05 | |
| Rep | 证券交易 | - | 2009-10-10 |