| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Jianxin Financial Services Limited | Rep | 证券交易 | 2015-11-03 | 2016-09-01 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2009-07-27 | 2013-03-16 |
| EVOLUTION ASIA INVESTMENTS LIMITED | Rep | 就证券提供意见 | 2007-10-10 | 2008-12-04 |
| RO | 证券交易 | 2007-03-29 | 2008-12-04 | |
| Rep | 证券交易 | 2007-02-06 | 2007-03-29 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2004-01-20 | 2007-01-26 |