| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2025-08-29 | - |
| Rep | 证券交易 | 2025-08-29 | - | |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2014-05-20 | 2019-10-03 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2012-11-27 | 2023-01-28 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2012-11-27 | 2023-01-28 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2012-06-25 | 2012-11-19 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2010-03-29 | 2012-11-19 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2003-04-01 | 2004-03-16 |