| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Soochow Securities International Capital Limited | RO | 就机构融资提供意见 | 2026-01-23 | - |
| Rep | 就机构融资提供意见 | 2026-01-14 | 2026-01-23 | |
| GUOYUAN CAPITAL (HONG KONG) LIMITED | RO | 证券交易 | 2023-08-16 | 2025-08-01 |
| RO | 就机构融资提供意见 | 2023-05-09 | 2025-08-01 | |
| Rep | 就机构融资提供意见 | 2023-04-24 | 2023-05-09 | |
| Rep | 证券交易 | 2023-04-24 | 2023-08-16 | |
| XinKong International Capital Limited | Rep | 就机构融资提供意见 | 2023-02-16 | 2023-03-05 |
| Rep | 证券交易 | 2023-02-16 | 2023-03-05 | |
| XinKong International Securities Limited | Rep | 证券交易 | 2023-02-16 | 2023-03-05 |
| CAITONG INTERNATIONAL CAPITAL CO., LIMITED | RO | 就机构融资提供意见 | 2021-03-29 | 2022-11-28 |
| Rep | 证券交易 | 2021-03-29 | 2022-11-28 | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | RO | 就机构融资提供意见 | 2017-07-18 | 2020-12-31 |
| Rep | 就机构融资提供意见 | 2017-02-24 | 2017-07-18 | |
| Rep | 证券交易 | 2017-02-24 | 2020-12-31 | |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 就机构融资提供意见 | 2015-10-08 | 2017-02-13 |
| Rep | 就机构融资提供意见 | 2015-07-24 | 2015-10-08 | |
| SOUTH CHINA CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2014-03-21 | 2015-04-01 |
| AMPLE CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2013-07-12 | 2013-12-24 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2010-12-24 | 2012-02-20 |
| EVOLUTION ASIA INVESTMENTS LIMITED | Rep | 就机构融资提供意见 | 2010-05-20 | 2010-10-29 |
| KGI CAPITAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2008-07-11 | 2009-12-19 |
已采集记录中暂无金管局登记。