| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2009-01-19 | 2010-01-20 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2006-03-20 | - |
| BOCOM International Holdings Company Limited | Rep | 证券交易 | 2005-08-02 | 2006-03-16 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-09 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-09 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-09 | |
| Rep | 证券交易 | 2003-04-01 | 2005-08-02 |